-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, JCrA2S4E5jwpNVooIqy2p8vzbqlns/rBvGutjgOCbcoX6mPkv4l9M5udesSOWCUC sD0xSZoVdsiL4TyZwZNlEA== 0000910473-95-000005.txt : 19950608 0000910473-95-000005.hdr.sgml : 19950608 ACCESSION NUMBER: 0000910473-95-000005 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950302 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SHARPER IMAGE CORP CENTRAL INDEX KEY: 0000811696 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 942493558 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39304 FILM NUMBER: 95517944 BUSINESS ADDRESS: STREET 1: 650 DAVIS ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154456000 MAIL ADDRESS: STREET 2: 650 DAVIS STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: THALHEIMER RICHARD CENTRAL INDEX KEY: 0000938130 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O SHARPER IMAGE CORP STREET 2: 650 DAVIS STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154456000 MAIL ADDRESS: STREET 1: C/O SHARPER IMAGE CORP STREET 2: 650 DAVIS STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ______________________ Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* SHARPER IMAGE CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 820013 10 0 (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) SEC 1745 (2/92) (Page 1 of 5 Pages) CUSIP NO. 820013 10 0 13G Page 2 of 5 Pages ________________________________________________________________ | 1 | NAME OF REPORTING PERSON | | | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | Richard Thalheimer | | | ###-##-#### | |___|___________________________________________________________| | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | | | (a) / / (b) / / | |___|___________________________________________________________| | 3 | SEC USE ONLY | | | | |___|___________________________________________________________| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | United States of America | |___|___________________________________________________________| | | 5 | SOLE VOTING POWER | | NUMBER OF | | 5,037,959 shares of Common Stock | | SHARES |___|____________________________________________| | BENEFICIALLY | 6 | SHARED VOTING POWER | | OWNED BY | | 586,028 shares of Common Stock | | REPORTING |___|____________________________________________| | PERSON | 7 | SOLE DISPOSITIVE POWER | | WITH | | 5,037,959 shares of Common Stock | | |___|____________________________________________| | | 8 | SHARED DISPOSITIVE POWER | | | | 586,028 shares of Common Stock | |______________|___|____________________________________________| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH | | | REPORTING PERSON | | | 5,623,987 shares of Common Stock | |____|__________________________________________________________| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES | | | CERTAIN SHARES* | | | / / | |____|__________________________________________________________| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | 67.9% | |____|__________________________________________________________| | 12 | TYPE OF REPORTING PERSON* | | | IN | |____|__________________________________________________________| *SEE INSTRUCTIONS BEFORE FILLING OUT Page 3 of 5 pages Item 1(a) NAME OF ISSUER: Sharper Image Corporation Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 650 Davis Street San Francisco, CA 94111 Item 2(a) NAME OF PERSON FILING: Richard Thalheimer Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 650 Davis Street San Francisco, CA 94111 Item 2(c) CITIZENSHIP: United States of America Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock Item 2(e) CUSIP NUMBER: 820013 10 0 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: Not Applicable Page 4 of 5 pages Item 4. OWNERSHIP. (a) Amount Beneficially Owned as of January 31, 1995: 5,623,987 Shares of Common Stock. Does not include 45,500 shares owned by Ms. Elyse Eng Thalheimer, Mr. Richard Thalheimer's wife. Includes 4,737,959 shares owned by The Richard J. Thalheimer Revocable Trust, of which Mr. Richard Thalheimer is trustee and sole beneficiary. Includes 218,028 shares owned by The Richard Thalheimer and Elyse Thalheimer Family Trust, of which Mr. Richard Thalheimer is a co-beneficiary. Includes 368,000 shares owned by The Richard J. Thalheimer Children's Trust. Includes 300,000 shares owned by the Richard J. Thalheimer 1994 Annuity Trust, of which Mr. Richard Thalheimer is trustee and beneficiary. (b) Percent of Class: 67.9 (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 5,037,959 shares of Common Stock (ii) shared power to vote or to direct the vote: 586,028 (iii) sole power to dispose or to direct the disposition of: 5,037,959 shares of Common Stock (iv) shared power to dispose or to direct the disposition of: 586,028 Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable Page 5 of 5 pages Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable Item 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable Item 10. CERTIFICATION. Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 27, 1995 Signature: RICHARD THALHEIMER ___________________ Name: Richard Thalheimer Title: Chief Executive Officer and Chairman of the Board -----END PRIVACY-ENHANCED MESSAGE-----